Comprehensive SWMS for Foundation Underpinning and Structural Support Work

Concrete Underpinning Safe Work Method Statement

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Concrete underpinning involves strengthening and stabilizing existing building foundations through excavation beneath current footings and installation of new deeper or wider concrete support systems. This specialized work addresses foundation settlement, increases load-bearing capacity for building alterations, enables basement construction beneath existing structures, and rectifies foundation failures. Underpinning requires careful excavation in confined spaces beneath existing structures, temporary support of building loads during work, precise concrete placement in restricted access conditions, and systematic sequencing preventing structural movement. This SWMS addresses the extreme hazards of underpinning including excavation collapse burying workers, structural failure during temporary support, confined space entry, and manual handling in awkward positions.

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Overview

What this SWMS covers

Underpinning is highly specialized foundation work performed to deepen, widen, or repair existing building foundations when settlement has occurred, when foundation capacity must increase for building additions or alterations, or when creating basement space beneath existing structures. The work involves excavating beneath existing footings in carefully controlled sequences, installing temporary support systems to carry building loads during excavation, constructing new deeper or wider concrete foundations, and systematically transferring loads from temporary supports to permanent underpinning. Traditional underpinning uses the pit method excavating sequential sections beneath existing footings, while modern methods include mass concrete underpinning, piling and beam underpinning, and resin injection underpinning for less severe settlement. Residential underpinning addresses house foundation movement from reactive clay soil shrink-swell cycles causing differential settlement and cracking. Investigations using levels and crack monitoring identify areas requiring support. Underpinning designs typically specify deepening footings from original 450-600mm depth to 1200-2000mm depth reaching more stable soil or bedrock. Work proceeds in sequential segments typically 1.2-1.5 metres length, excavating alternate bays to maintain structural stability during construction. Each pit is excavated, temporary shoring installed if required, steel reinforcement placed, and concrete poured before proceeding to adjacent bay. This 'hit and miss' sequencing prevents undermining long stretches of footing simultaneously. Commercial underpinning for basement creation beneath existing buildings represents the most complex application, requiring excavation depths potentially exceeding 3 metres beneath existing ground floor slabs while maintaining building occupancy. Temporary support systems using steel needles or reinforced concrete beams transfer building loads to temporary supports while existing foundations are removed and new deeper foundations constructed. The logistics are challenging - excavated material removed through small access points, concrete delivered in limited quantities due to access restrictions, and work progressing in confined spaces with limited headroom. Environmental controls prevent ground movement affecting adjacent buildings, with settlement monitoring and contingency procedures required. Failure risks are significant - inadequate temporary support can cause partial or total building collapse, excavation beyond safe depth or sequence can undermine foundations causing sudden settlement, groundwater inflow can wash away soil beneath foundations creating voids, and inadequate new foundation design can result in continued or accelerated settlement. Professional engineering design, experienced contractors, and rigorous quality control are essential for safe successful underpinning outcomes.

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Why this SWMS matters

Concrete underpinning is classified as high-risk construction work under WHS Regulation 2011 due to excavation depths exceeding 1.5 metres, confined space entry, structural support of existing buildings during excavation, and extreme consequences if work executed incorrectly. Underpinning failures have caused building collapses resulting in fatalities, with recent incidents in Australian capital cities highlighting ongoing risks. Workers in underpinning excavations face burial from excavation collapse, crushing from structural failure, and confined space hazards including oxygen deficiency and toxic atmospheres. The confined nature of underpinning work amplifies all hazards - escape routes are limited, rescue is complicated, and small errors can propagate into catastrophic failures. Excavation collapse represents the primary fatality risk in underpinning operations. Workers excavate beneath existing footings creating overhanging soil masses that can collapse suddenly burying workers in confined pits with limited escape. Unlike open excavations where workers can often run clear of collapse zones, underpinning pits trap workers beneath buildings with collapse material filling entire workspace. Clay soils appear stable when first exposed but can soften and fail as they dry or when disturbed by excavation vibration. Unexpected groundwater inflow can rapidly undermine excavation walls. Historical fill materials common in urban areas can contain unexpected voids or weak zones that collapse when exposed. The small excavation volumes mean even minor collapses can completely bury workers, and rescue operations must occur in confined unstable conditions risking additional casualties. Structural failure during underpinning occurs when temporary support systems inadequately support building loads, when excavation sequences remove too much foundation simultaneously, or when building loads exceed assumptions made during design. Masonry buildings with limited tensile strength are particularly vulnerable to differential settlement creating catastrophic crack propagation. Timber-framed buildings can tolerate some movement but eventually structural connections fail allowing collapse. Modern steel and concrete framed buildings concentrate loads through columns creating point loads that can punch through softened soils if foundations undermined. The progressive nature of structural failure means small initial movements can cascade into total collapse within minutes. Occupied buildings present additional risks - movements may not be detected until failure imminent, and evacuation procedures must account for occupants during underpinning work. Confined space hazards in underpinning pits include oxygen deficiency from bacterial decomposition of organic soils, toxic gases from historical contamination or sewage, and engulfment from granular soils or water inrush. Pits typically measure 1.2m wide by 1.5m long by 1.5-2.5m deep creating highly confined workspace where atmospheric monitoring and ventilation are critical. Access ladders must allow emergency egress, rescue equipment must be stationed at pit edges, and workers must wear harnesses allowing vertical extraction if injured or overcome by atmospheric contaminants. Historic basements and tunnels sometimes encountered during urban underpinning create unexpected confined space connections requiring investigation before entry.

Reinforce licensing, insurance, and regulator expectations for Concrete Underpinning Safe Work Method Statement crews before they mobilise.

Hazard identification

Surface the critical risks tied to this work scope and communicate them to every worker.

Risk register

Excavation Collapse Burying Workers in Confined Pits

High

Underpinning excavations beneath existing footings create overhanging soil masses with no lateral support, relying entirely on soil cohesion for stability. Excavation depths typically 1.5-2.5 metres in sequential pits measuring approximately 1.2m x 1.5m create confined workspaces beneath building loads. Soil can collapse suddenly from vibration, groundwater softening, drying and cracking, or when cohesive strength exceeded by overburden weight. Clay soils appear stable initially but crack and fail as moisture content changes. Sandy or granular soils have minimal cohesion requiring immediate shoring. Historical fill can contain voids, buried timber, or heterogeneous materials that collapse unpredictably. Workers trapped in collapsed pits have extremely limited escape options with building structure overhead preventing vertical egress and collapse material filling entire pit volume.

Consequence: Fatal burial from complete pit collapse filling confined workspace, serious crush injuries and fractures from partial collapse, suffocation from being buried in collapsed soil, traumatic injuries if workers strike excavation equipment or reinforcement during collapse, complications in rescue operations requiring excavation in unstable confined conditions potentially causing additional casualties, and building settlement or structural damage if collapse propagates beyond immediate excavation.

Building Structural Failure from Inadequate Support

High

Buildings rely on continuous foundation support distributing loads to ground. Underpinning requires temporarily removing or reducing foundation support during excavation and new foundation construction, transferring loads to temporary supports including acrow props, steel needles, or timber cribbing. Inadequate temporary support capacity, incorrect positioning, premature removal, or failure of support materials can cause building settlement, cracking, or collapse. Masonry buildings with limited flexibility cannot tolerate differential movement creating crack propagation and potential collapse. Excavating multiple adjacent pits simultaneously reduces remaining foundation length below safe limits. Building loads may exceed design assumptions if documentation inadequate or building modifications occurred. Vibration from excavation equipment or concrete placement can trigger settlement in marginally supported structures.

Consequence: Catastrophic building collapse causing multiple fatalities if occupied, progressive structural failure creating dangerous work environment for underpinning crew, severe structural damage requiring emergency stabilization or demolition, injuries to workers from falling masonry or structural members during settlement events, damage to adjacent properties from ground movement, displacement of building occupants, and extreme prosecution and civil liability for property damage and injuries.

Confined Space Atmospheric Hazards

High

Underpinning pits constitute confined spaces with restricted entry and egress, potential for hazardous atmospheres, and limited natural ventilation. Organic soils undergo bacterial decomposition consuming oxygen and producing carbon dioxide creating oxygen-deficient atmospheres. Historical contamination from fuel spills, industrial waste, or sewage can release toxic gases including hydrogen sulfide, methane, and volatile organic compounds. Deep excavations can encounter naturally occurring gases including methane from decomposing organic materials or carbon dioxide from limestone dissolution. Lack of air circulation allows heavier-than-air gases to accumulate in pit bases displacing breathable air. Workers descending into pits without atmospheric monitoring can be overcome by oxygen deficiency or toxic gases within seconds, collapsing before able to exit.

Consequence: Fatal oxygen deficiency causing rapid unconsciousness and death if oxygen levels fall below 19.5%, toxic gas exposure causing acute poisoning, unconsciousness, and death, fire or explosion if flammable gases accumulate and ignition source present, multiple casualties if would-be rescuers enter unmonitored pits attempting to aid initial victims, serious neurological damage from carbon monoxide or hydrogen sulfide exposure even if non-fatal, and complications in confined space rescue requiring specialized equipment and training.

Manual Handling in Confined Awkward Positions

Medium

Underpinning work requires extensive manual handling in confined pits with limited space for correct body positioning. Excavating soil by hand using shovels and buckets in pits measuring 1.2m x 1.5m prevents use of optimal lifting techniques. Workers must lift excavated soil to surface level 1.5-2.5m above requiring repeated overhead lifts in awkward bent or twisted postures. Placing formwork, steel reinforcement, and concrete in confined pits requires maneuvering heavy materials in restricted space with limited room for two-person lifts. Concrete placement uses wheelbarrows or buckets tipped into pits, with workers inside pit spreading and vibrating concrete in sustained awkward positions. Low headroom beneath existing structures forces workers into bent or kneeling postures throughout shifts creating cumulative musculoskeletal loading.

Consequence: Acute lower back strain from sustained awkward lifting and bending in confined space, shoulder injuries from repeated overhead lifts removing excavated material, chronic musculoskeletal disorders including disc degeneration from cumulative poor posture loading, knee and hip damage from working in sustained kneeling or squatting positions, hernias from lifting heavy loads in twisted positions, and reduced career longevity in underpinning work due to accumulated physical damage.

Groundwater Inflow and Flooding

Medium

Excavating beneath existing foundations can intercept groundwater table or perched water creating inflow into underpinning pits. Clay soils can conceal saturated sand or gravel lenses that discharge water when excavated. Broken drainage pipes, water mains, or stormwater systems can be damaged during excavation releasing water into pits. Groundwater makes excavation unstable softening soil and creating quick conditions in sandy materials. Pumping creates ground settlement if fine materials washed out with discharge water. Rapid inflow can flood pits faster than workers can exit, particularly if egress requires climbing vertical ladders. Wet conditions increase manual handling difficulty and create slip hazards in confined pits.

Consequence: Drowning if workers trapped in rapidly flooding confined pits, ground settlement from dewatering causing building damage, excavation instability from softened soil triggering collapse, flooding of completed underpinning sections preventing concrete curing, equipment damage from submersion, hypothermia from sustained work in cold wet conditions, and increased manual handling injury risk from poor footing in muddy conditions.

Access and Egress Hazards in Deep Pits

Medium

Accessing underpinning pits requires climbing portable ladders up to 2.5 metres through confined shaft-like openings typically 1.2m x 1.5m. Ladders must be vertical or near-vertical due to space constraints, secured against movement, and extend adequate distance above pit edge for safe transition. Carrying tools or materials while climbing ladder prevents maintaining three points of contact creating fall risk. Wet or muddy ladder rungs create slip hazards. Egress during emergency requires rapid vertical climb which may be impossible for injured workers or workers overcome by atmospheric hazards. Multiple workers in pit create congestion at ladder base during egress. Rescue of injured or unconscious workers requires vertical extraction using tripod and winch or similar equipment operated by trained personnel.

Consequence: Falls from ladders causing fractures, head injuries, and soft tissue trauma, inability to rapidly egress during emergencies including excavation collapse or atmospheric hazards, complications in rescue operations if injured workers cannot climb ladder unassisted, additional injuries if multiple workers attempt simultaneous emergency egress creating congestion and ladder overload, and delayed emergency response if access equipment inadequate for rescue operations.

Control measures

Deploy layered controls aligned to the hierarchy of hazard management.

Implementation guide

Professional Engineering Design and Geotechnical Investigation

Elimination

Engage qualified structural engineer and geotechnical engineer to design underpinning system based on comprehensive site investigation. Geotechnical investigation identifies soil types, strength parameters, groundwater conditions, and stability requirements. Structural engineer designs underpinning scheme specifying excavation sequences, temporary support requirements, new foundation dimensions, and load transfer procedures.

Implementation

1. Commission geotechnical investigation including boreholes or test pits identifying soil stratigraphy to depths exceeding proposed underpinning depth by minimum 1 metre 2. Test soil samples determining strength, cohesion, plasticity, and groundwater characteristics 3. Engage structural engineer to design underpinning scheme considering building loads, soil conditions, and construction constraints 4. Specify excavation sequence showing which bays excavated in what order preventing removal of excessive foundation length simultaneously 5. Detail temporary support systems including props, needles, or shores with load capacity calculations 6. Specify new underpinning dimensions including depth, width, reinforcement, and concrete strength 7. Establish monitoring requirements including level surveys, crack monitoring, and settlement observations 8. Develop contingency procedures if unexpected conditions encountered including weaker soils, groundwater, or hidden structures 9. Require engineering inspections at critical stages including after excavation, after steel placement, and after concrete curing 10. Document all design calculations and inspection records for certification and warranty purposes

Systematic Bay Excavation Sequencing

Administrative Control

Excavate underpinning pits in carefully controlled sequence preventing removal of excessive continuous foundation length. Traditional 'hit and miss' method excavates alternate bays leaving intervening sections supporting structure until underpinning concrete achieves design strength, typically minimum 7 days. Never excavate adjacent bays simultaneously unless specifically designed for and approved by structural engineer.

Implementation

1. Mark all underpinning bay positions on ground before excavation commences typically 1.2-1.5m long bays 2. Number bays showing excavation sequence clearly - typically excavate odd-numbered bays (1, 3, 5, 7) first 3. Complete excavation, reinforcement, concrete placement, and curing of odd bays before commencing even-numbered bays 4. Allow minimum 7 days concrete curing in each bay before excavating adjacent bays unless engineer specifies otherwise 5. Never excavate more than 25% of total foundation length simultaneously unless approved by structural engineer 6. Inspect existing footings in each excavated bay for unexpected conditions including deterioration or inadequate depth 7. Install temporary support to building if required based on engineering design before excavating beneath existing footing 8. Monitor building for movement using level surveys comparing baseline measurements to post-excavation readings 9. Stop excavation immediately if unexpected settlement, cracking, or structural distress observed 10. Document excavation sequence with photographs showing compliance with approved methodology

Excavation Shoring and Temporary Support

Engineering Control

Install excavation shoring preventing soil collapse into underpinning pits. Shoring methods include timber sheet piling or trench boxes for cohesionless soils, steel walers and struts for deeper excavations, or specialized underpinning shoring systems. Design shoring for soil pressures, surcharge loads from adjacent structures, and equipment loads.

Implementation

1. Assess soil stability before excavation determining if cohesive soil can stand unsupported or if shoring required immediately 2. For cohesionless or unstable soils, install shoring progressively as excavation advances preventing any unsupported excavation 3. Use timber sheet piling comprising 150x50mm or 200x50mm boards driven vertically interlocking to create continuous wall 4. Install walers (horizontal support beams) and struts (cross bracing) supporting sheet piling against soil pressure 5. For deep underpinning exceeding 2 metres depth, use engineered shoring system designed for soil and surcharge loads 6. Inspect shoring daily for movement, distortion, or deterioration indicating inadequate capacity or ground movement 7. Never remove shoring until underpinning concrete cured to design strength and backfill completed 8. Install temporary building support including acrow props, steel needles through walls, or timber cribbing as specified in engineering design 9. Verify temporary support capacity adequate for building loads - props must be rated for load and positioned to prevent buckling 10. Monitor prop loading using pressure gauges or settlement monitoring confirming building loads transferring correctly

Confined Space Entry Procedures and Atmospheric Monitoring

Administrative Control

Treat all underpinning pits as confined spaces requiring entry permits, atmospheric monitoring, forced ventilation, and emergency procedures. Conduct gas testing before entry and continuously during work. Provide emergency retrieval equipment and trained standby personnel.

Implementation

1. Issue confined space entry permit for each underpinning pit requiring hazard assessment and control verification before entry 2. Test atmosphere using calibrated multi-gas detector measuring oxygen (must be 19.5-23.5%), combustible gases (must be <10% LEL), carbon monoxide, and hydrogen sulfide before entry 3. Provide forced ventilation using blower fans ducting fresh air to pit base, operating continuously during all pit occupation 4. Retest atmosphere every 30 minutes during occupation or if work activities change potentially affecting atmosphere 5. Prohibit entry if atmospheric monitoring indicates hazardous conditions until ventilation provided and retesting confirms safe atmosphere 6. Provide emergency retrieval equipment including tripod, winch, and harness allowing vertical extraction of workers from pits 7. Assign trained standby person stationed at pit edge maintaining visual contact with pit worker and ready to initiate rescue if required 8. Train workers in confined space hazards, atmospheric monitoring interpretation, and emergency procedures 9. Brief workers never to enter pit if unconscious or distressed person observed - atmospheric hazards can overcome multiple workers in seconds 10. Establish rescue procedures including calling emergency services (000), preventing untrained rescuers entering hazardous space, and using retrieval equipment for extraction

Safe Access Ladders and Emergency Egress

Engineering Control

Provide properly secured vertical access ladders extending minimum 1 metre above pit edge. Ladders must be industrial-rated, secured against movement, and positioned allowing safe climbing. Consider alternative access methods including stairs or ramps for frequently accessed pits.

Implementation

1. Use industrial-rated extension ladders or purpose-built confined space entry ladders rated to 150kg capacity minimum 2. Secure ladder top to fixed point preventing sideways movement using rope or bracket 3. Extend ladder minimum 1 metre above pit edge allowing safe hand-hold during transition in and out 4. Position ladder base on firm footing preventing sinking into soft excavated material 5. Maintain ladder angle close to vertical due to confined pit width - secure firmly to prevent displacement 6. Provide fall arrest harness with lanyard allowing ladder climbing while maintaining connection to retrieval point 7. For pits requiring frequent access over extended periods, construct timber or steel stair access if space permits 8. Install lighting at top and base of ladder ensuring adequate visibility during access 9. Limit number of workers in pit to one during normal operations preventing congestion at ladder during egress 10. Conduct emergency egress drill verifying workers can exit pit rapidly if emergency conditions develop

Personal Protective Equipment for Underpinning Work

Personal Protective Equipment

Provide comprehensive PPE including head protection from overhead hazards, respiratory protection if atmospheric contamination possible, waterproof clothing and boots for wet conditions, and cut-resistant gloves for handling sharp materials. Full body harness required for confined space entry allowing emergency extraction.

Implementation

1. Require hard hats (AS/NZS 1801) protecting against head strikes on overhead building structure during confined pit work 2. Provide steel-capped waterproof safety boots (AS/NZS 2210.3) protecting feet from dropped materials and wet muddy conditions 3. Supply cut-resistant gloves (Level 5 AS/NZS 2161.4) for handling sharp-edged formwork, reinforcement, and excavation equipment 4. Provide full-body harness (AS/NZS 1891.1) with dorsal D-ring for confined space entry allowing vertical extraction if required 5. Issue respiratory protection (P2 or P3 rated) if atmospheric monitoring indicates dust or contamination levels requiring protection 6. Supply waterproof coveralls or raincoats for work in wet conditions preventing hypothermia 7. Provide knee pads for workers spending extended periods kneeling during concrete placement and finishing in pits 8. Ensure high-visibility vests worn when working near excavation edges creating visibility to equipment operators 9. Maintain PPE in serviceable condition replacing damaged or worn equipment immediately 10. Train workers in correct PPE use including harness fitting and respiratory protection seal checking

Personal protective equipment

Hard Hat with Chin Strap

Requirement: Type 1 impact protection per AS/NZS 1801

When: Mandatory for all work in underpinning pits protecting from overhead strikes on building structure in confined space

Full Body Harness

Requirement: Harness per AS/NZS 1891.1 with dorsal D-ring for vertical extraction

When: Required for all confined space entry into underpinning pits allowing emergency retrieval if worker injured or overcome

Multi-Gas Detector

Requirement: Calibrated detector measuring oxygen, combustible gases, CO, and H2S

When: Required for all confined space atmospheric monitoring before entry and during occupation of underpinning pits

Waterproof Safety Boots

Requirement: Steel toecap with waterproof uppers per AS/NZS 2210.3

When: Mandatory for protection from dropped materials and wet muddy conditions in excavated pits

Cut-Resistant Gloves

Requirement: Level 5 cut resistance per AS/NZS 2161.4

When: Required during formwork handling, steel fixing, and general excavation work protecting from sharp edges

Respiratory Protection

Requirement: P2 or P3 rated disposable or reusable respirator

When: Required if atmospheric monitoring indicates dust or contamination requiring protection, or if ventilation inadequate

High-Visibility Vest

Requirement: Class D day/night vest per AS/NZS 4602.1

When: Required when working near excavation edges or mobile plant ensuring visibility to equipment operators and supervisors

Knee Protection

Requirement: Type 2 knee pads per AS/NZS 4503

When: Required during concrete placement and finishing work in pits involving sustained kneeling positions

Inspections & checks

Before work starts

  • Review structural engineering drawings and underpinning design confirming excavation sequence and support requirements understood
  • Verify geotechnical report reviewed identifying soil types, groundwater levels, and stability considerations
  • Inspect existing building structure documenting pre-work condition including existing cracks, settlement, and structural issues
  • Confirm underground services located and marked including water, sewer, gas, and electrical preventing damage during excavation
  • Check excavation shoring equipment available and serviceable if required based on soil conditions and excavation depth
  • Verify confined space entry equipment available including atmospheric monitor, ventilation fan, tripod, winch, and harnesses
  • Ensure access ladders industrial-rated, adequate length, and properly secured for safe access to underpinning pits
  • Confirm concrete supply arranged with access method for delivery into confined pits established
  • Verify all workers trained in confined space entry, underpinning procedures, and emergency response protocols
  • Establish baseline level survey measurements around building perimeter for ongoing settlement monitoring during work
  • Brief building occupants on underpinning work schedule, expected vibration and noise, and emergency contact procedures
  • Confirm emergency contacts available including structural engineer, geotechnical engineer, emergency services, and building owner

During work

  • Monitor atmospheric conditions in underpinning pits using calibrated multi-gas detector before each entry and every 30 minutes during work
  • Check excavation walls daily for cracks, bulging, or signs of instability indicating potential collapse risk
  • Verify temporary building support systems including props and needles maintaining load and not showing settlement or distortion
  • Inspect shoring and trench support daily confirming integrity and proper installation as excavation advances
  • Monitor building for movement conducting level surveys comparing to baseline measurements after each bay excavation
  • Check workers using fall arrest harnesses correctly when entering confined pits allowing emergency retrieval if required
  • Verify forced ventilation operating in all occupied pits providing fresh air to pit base throughout work period
  • Monitor excavation sequence ensuring compliance with approved methodology and not excavating excessive continuous foundation length
  • Inspect access ladders remaining properly secured and extending adequate distance above pit edges for safe transition
  • Check groundwater conditions and pumping if inflow present preventing flooding and ensuring excavation stability
  • Observe workers for signs of fatigue or discomfort from confined space work enforcing rotation and breaks
  • Verify steel reinforcement and formwork positioned correctly before concrete placement commencing

After work

  • Conduct final level survey after underpinning completion comparing to baseline measurements quantifying any building movement
  • Inspect completed underpinning concrete for proper consolidation, absence of voids, and achievement of specified dimensions
  • Verify backfill around completed underpinning properly compacted preventing future settlement
  • Check temporary supports removed only after concrete achieved design strength confirmed by minimum 7-day curing period
  • Document any variations from original design including approved modifications or unexpected conditions encountered
  • Photograph completed underpinning before backfilling providing record of as-built construction
  • Inspect building structure for any cracking or damage occurred during underpinning requiring remediation
  • Conduct atmospheric monitoring of pits after completion if left open for extended period before backfilling
  • Clean site removing equipment, unused materials, and construction waste
  • Provide building owner with certification of completed underpinning including engineering sign-off and warranty documentation
  • Conduct crew debrief discussing safety performance, lessons learned, and improvements for future underpinning projects
  • Establish ongoing monitoring schedule if settlement concerns remain requiring observation period after completion

Step-by-step work procedure

Give supervisors and crews a clear, auditable sequence for the task.

Field ready
1

Site Investigation and Engineering Design

Commission comprehensive geotechnical investigation and structural engineering design before commencing underpinning work. Geotechnical engineer conducts soil investigation using boreholes or test pits identifying soil types, strength parameters, groundwater depth, and any problematic conditions including soft compressible soils, historical fill, or contamination. Soil samples tested in laboratory determining shear strength, cohesion, plasticity index, and other engineering parameters. Based on investigation results, structural engineer designs underpinning scheme specifying excavation depth (typically 1.2-2m deeper than existing footings), underpinning width (typically 600-900mm), excavation sequence, temporary support requirements, reinforcement details, and concrete specifications. Design must account for building loads transferred through existing footings, soil bearing capacity at underpinning depth, and any surcharge loads from adjacent structures or stored materials. Engineer specifies monitoring requirements including baseline level surveys, settlement observations during work, and acceptance criteria for maximum allowable movement. Contingency procedures documented for unexpected conditions including weaker soils than anticipated, groundwater inflow, or structural distress during work. Obtain building approval if required by local authority, particularly for underpinning creating new basement space or significantly altering existing structure.

Safety considerations

Ensure geotechnical investigation adequate to identify all hazards - inadequate investigation leads to unexpected conditions during work creating safety risks. Verify structural design reviewed and approved by independent checking engineer preventing design errors. Never commence underpinning without professional engineering design - improvised approaches create extreme collapse and structural failure risks.

2

Baseline Survey and Condition Documentation

Before commencing excavation, conduct comprehensive baseline survey establishing existing building condition for comparison throughout underpinning work. Engage professional surveyor to establish level monitoring points around building perimeter measuring existing ground and floor levels to millimeter accuracy. Take measurements at corners and mid-points along walls, typically 5-10 monitoring points for residential buildings, more for larger structures. Document existing cracks in walls, floors, and ceilings using photographs and crack width measurements with precision crack comparator. Record door and window operation noting any binding or difficulty opening indicating existing structural movement. Inspect and photograph surrounding properties documenting pre-existing condition preventing later disputes about damage claims. Install crack monitoring studs across significant cracks allowing precise measurement of any movement during underpinning. Establish trigger levels defining maximum allowable movement before work must stop for engineering assessment - typically 5-10mm settlement and 3-5mm crack widening. Brief building occupants on monitoring program and what movements might be experienced during work. Provide clear contact information for immediate notification if distress symptoms observed including new cracks, stuck doors, or unusual noises.

Safety considerations

Professional survey documentation protects both contractor and building owner establishing factual baseline. Ensure adequate monitoring frequency to detect problematic movements early before catastrophic failure develops. Never proceed with underpinning if baseline survey cannot be conducted or existing building condition cannot be established.

3

Service Location and Protection

Identify and protect all underground services before excavation commences preventing strikes that create safety hazards and service disruption. Submit Dial Before You Dig enquiry covering project area receiving service plans from utility providers. Engage professional service locator using ground-penetrating radar and electromagnetic detection equipment precisely locating buried water, sewer, gas, electrical, and telecommunications services. Mark located services on ground using spray paint or marker flags clearly visible to excavation crew. Conduct hand excavation test pits at critical locations verifying service positions and depths before mechanical excavation commences. For services passing through underpinning zone that must remain in place, develop support procedures potentially including temporary support brackets, relocation of services before underpinning, or specialized underpinning methods avoiding service corridor. Coordinate with service authorities for supervision during work near critical infrastructure including high-pressure gas mains or HV electrical cables. Never assume service plans are accurate - always physically verify positions before excavating as plans frequently show approximate routes rather than exact locations, and services may have been relocated since plans prepared.

Safety considerations

Striking gas mains during excavation creates immediate explosion risk particularly in confined underpinning pits where gas can accumulate rapidly. Electrical service strikes create electrocution hazard and can damage expensive infrastructure. Always physically locate services before excavation even if plans indicate no services present - unmarked services are common in older urban areas.

4

Sequential Pit Excavation and Shoring

Excavate underpinning pits following approved sequence preventing removal of excessive foundation length simultaneously. Mark first bay position typically 1.2-1.5m long, excavate to existing footing level first exposing underside of footing and verifying footing adequate before excavating beneath. Remove soil beneath existing footing in thin layers approximately 300mm depth monitoring for stability and installing shoring if required. Excavate to design depth typically 1.5-2.5m below existing footing base, creating pit approximately 1.2m wide (wider than existing footing by 300mm each side) by 1.5m long by total depth 2-3m from surface. Slope pit sides if space permits or install vertical shoring if soil cohesionless. Use hand excavation in confined pit rather than machinery preventing damage to existing structure and allowing close observation of soil conditions. Remove excavated material using buckets hoisted to surface, wheelbarrows, or conveyor systems depending on access. Install temporary support to building if specified in engineering design, typically acrow props positioned beneath existing footing transferring building load during excavation and new foundation construction. Monitor building levels during each pit excavation comparing to baseline survey - if settlement exceeds trigger levels, stop excavation and notify structural engineer immediately for assessment before proceeding.

Safety considerations

Treat every underpinning pit as confined space requiring atmospheric monitoring and entry permit. Never excavate more pits simultaneously than engineering design allows - typically only alternate bays excavated creating 'hit and miss' pattern. Watch for unexpected conditions including weaker soil, groundwater, hidden basements or voids requiring engineering reassessment before proceeding.

5

Steel Reinforcement and Formwork Installation

Install steel reinforcement and formwork in excavated pit before concrete placement. Place reinforcement bars or mesh per engineering design providing tensile strength and crack control. Typical underpinning reinforcement uses N12 or N16 bars in two directions creating orthogonal grid, or welded mesh if depths shallow. Maintain concrete cover minimum 50-75mm to soil using bar chairs or mesh supports preventing corrosion. Install formwork on exposed sides of underpinning if not placing concrete directly against excavation walls. Formwork provides neat finished edge and prevents soil contamination of concrete. For underpinning beneath existing footings, excavate slightly wider than footing creating recess, install formwork creating neat edge, and pack gap between new underpinning and existing footing base with dry-pack mortar after formwork removal ensuring complete load transfer. Clean excavation base removing loose soil, groundwater, and debris before concrete placement. If groundwater present, continue pumping during concrete placement preventing water contaminating concrete mix. Verify reinforcement positioned correctly with adequate cover, formwork secure, and excavation ready before calling for concrete delivery.

Safety considerations

Use two-person lift for heavy reinforcement bars being lowered into confined pits. Brief workers on formwork removal timing - premature removal can cause underpinning failure before adequate strength achieved. Ensure adequate lighting in pit for reinforcement inspection and concrete placement work. Monitor oxygen levels if extended time spent in pit during reinforcement and formwork installation.

6

Concrete Placement and Consolidation

Place concrete in underpinning pit working carefully in confined space ensuring complete filling and consolidation. Order concrete mix design appropriate for underpinning work typically 25-32 MPa strength, low slump for stiff consistency preventing excessive flow, and aggregate size suitable for placement in confined areas typically 10-14mm maximum. Deliver concrete using wheelbarrows, concrete buckets, or chute if truck access permits positioning adjacent to pit. Worker in pit receives concrete spreading evenly across pit base using shovels. Consolidate concrete thoroughly using concrete vibrator or rod ensuring complete filling around reinforcement, into corners, and beneath existing footing. Work vibrator systematically preventing voids particularly in areas where access restricted. Continue placing concrete filling pit to level underside of existing footing. For final connection between underpinning and existing footing, pack gap with stiff dry-pack mortar after concrete cured ensuring intimate contact and load transfer. Finish exposed concrete surface level and smooth for inspection. Allow concrete minimum 7 days curing before loading or excavating adjacent bays - premature loading causes cracking and reduced strength. Protect curing concrete from freezing in cold weather using insulating blankets or heaters.

Safety considerations

Limit workers in pit during concrete placement to minimum required typically one worker. Maintain atmospheric monitoring during concrete placement as concrete curing generates heat and consumes oxygen. Ensure adequate lighting for concrete placement and consolidation inspection. Never allow workers in pit directly beneath concrete being tipped from above - position to side of tipping point.

7

Curing, Backfilling, and Load Transfer

After concrete placement, allow adequate curing period before removing temporary supports and backfilling. Minimum curing typically 7 days, longer in cold weather or if early loading required verify strength through testing. Monitor concrete strength using test cylinders or in-situ testing methods if critical. Remove formwork after 24-48 hours once concrete achieved sufficient strength preventing damage during stripping. Backfill void between underpinning sides and excavation walls using compacted granular material in layers ensuring no voids remain. For connection between underpinning top and existing footing base, remove temporary props (if installed) and pack gap with dry-pack mortar creating intimate contact transferring building loads from footing to new underpinning. Compact mortar firmly into gap using tamping tools ensuring complete filling. After mortar cured minimum 24 hours, remove temporary support props if used, gradually releasing load and observing for any settlement. Conduct post-backfilling level survey confirming building movement within acceptable limits typically 5-10mm maximum settlement. Document completion of bay with photographs before proceeding to adjacent bays following approved sequence. For next round of excavation, allow minimum 7 days after completing first round ensuring concrete achieved adequate strength before reducing remaining foundation support.

Safety considerations

Never remove temporary building support until adequate underpinning concrete strength confirmed - premature removal causes settlement or collapse. Ensure backfill properly compacted preventing future settlement creating voids beneath structures. Monitor building during load transfer from temporary supports to permanent underpinning for any sudden movement indicating problem.

8

Completion Inspection and Monitoring

After completing all underpinning bays, conduct comprehensive final inspection and establish ongoing monitoring program if required. Engage structural engineer for completion inspection verifying all underpinning installed per design, concrete quality acceptable, and building condition satisfactory. Conduct final level survey comparing to baseline measurements quantifying total building movement during project - movements exceeding design predictions require engineering assessment and potentially remedial work. Inspect building structure for any distress including new cracks, stuck doors or windows, or structural deformation requiring attention. For projects involving significant risk or where movement approached trigger limits, establish ongoing monitoring program conducting quarterly or annual level surveys for 2-3 years confirming stability and detecting any delayed settlement. Photograph completed work providing as-built record. Provide building owner with completion documentation including engineering certification, test results, survey records, and warranty information. Document any variations from original design including approved changes, unexpected conditions encountered, and remedial measures taken. If building distress occurred during underpinning, brief owner on monitoring requirements and symptoms indicating need for engineering re-assessment.

Safety considerations

Ensure all excavations properly backfilled and compacted preventing future settlement or surface subsidence creating trip or vehicle hazards. Brief building occupants on any movement occurred and symptoms requiring monitoring. Establish clear responsibility for ongoing monitoring if required preventing issues being overlooked until serious problems develop.

Frequently asked questions

When is underpinning required and what causes foundation settlement needing underpinning work?

Underpinning becomes necessary when existing foundations are inadequate due to settlement, increased loading, or deterioration. Residential foundation settlement commonly results from reactive clay soils shrinking during drought and swelling when moisture returns, creating differential movement causing cracks and structural distress. Trees near foundations extract moisture from clay soils accelerating shrinkage, particularly large eucalyptus and other native species with extensive root systems. Inadequate original foundation depth placing footings in seasonally variable soil zones rather than reaching stable depths creates ongoing settlement risk. Increased loading from building additions, second-storey additions, or changed building use overloads original foundations requiring strengthening through underpinning. Foundation deterioration from age, water damage, or inadequate construction materials weakens existing footings necessitating replacement or support. For basement construction beneath existing buildings, underpinning allows excavation to depths below original foundations while maintaining building support. Before proceeding with underpinning, engage geotechnical engineer and structural engineer to investigate cause of settlement and design appropriate solution - simply underpinning without addressing root causes like drainage problems or tree roots often results in continued settlement after expensive underpinning work completed.

What are the different methods of underpinning and which is appropriate for my project?

Traditional mass concrete underpinning excavates sequential pits beneath existing footings and pours new deeper concrete foundations in 'hit and miss' pattern. This proven method suits most residential and light commercial applications and allows direct observation and remediation of footing condition. Piled underpinning installs mini-piles or micro-piles driven or drilled beneath existing footings, then cast reinforced concrete ground beams transfer building loads to pile caps. This method suits difficult access situations, deep foundations required to reach bedrock or firm strata, or when vibration from traditional excavation would damage structure. Beam and base underpinning digs larger pits at intervals beneath walls, casts reinforced concrete bases, then spans between bases with reinforced concrete beams. This reduces volume of excavation versus continuous underpinning but requires engineering design for beam spanning. Jet grouting or resin injection underpinning injects pressurized grout or expanding resins into soil beneath foundations creating soil-cement composite or lifting settled foundations. This minimizes excavation and disruption but costs substantially more than traditional methods and requires specialized equipment. Selecting appropriate method depends on settlement magnitude, soil conditions, building type, access constraints, budget, and time available. For most residential settlement issues on accessible sites, traditional mass concrete underpinning remains most cost-effective proven approach. Engage structural engineer early in project for advice on optimal underpinning methodology rather than assuming one approach suits all applications.

How long does underpinning take and can I remain living in the house during work?

Underpinning duration varies significantly based on extent of work, underpinning method, access, and site conditions. Small residential projects underpinning one or two walls might complete within 2-3 weeks allowing for excavation, concrete curing periods, and sequential bay completion. Larger projects underpinning entire house perimeter typically require 6-12 weeks due to volume of excavation and curing time required between alternate bay rounds. Projects involving complicated access, difficult soil conditions, groundwater management, or extensive temporary support can extend several months. The sequential nature of underpinning creates time requirements - alternate bays excavated and concreted requiring minimum 7 days curing before adjacent bays can proceed, meaning work cannot be rushed regardless of labor applied. Occupancy during underpinning is usually possible but creates inconvenience and some safety considerations. Excavation occurs adjacent to house creating noise, vibration, dust, and access disruption. Residents must avoid underpinning work areas creating trip hazards from excavations and materials. Some rooms may be temporarily inaccessible if underpinning occurs beneath them. Building movement during work occasionally causes doors and windows to bind requiring temporary adjustment. For projects requiring extensive underpinning or where building condition marginal, engineers may recommend temporary vacation during critical work periods reducing risk to occupants if unexpected settlement or structural distress occurs. Discuss occupancy intentions with contractor early in planning as some methods and schedules more compatible with occupied buildings than others. Consider temporary accommodation if extensive underpinning required beneath primary living areas or if building has existing structural concerns creating elevated risk during work.

What building movement is normal during underpinning and when should I be concerned?

Some building movement during underpinning is normal and expected due to temporary reduction in foundation support during excavation and load redistribution to completed underpinning. Well-designed and executed underpinning typically results in total settlement of 5-15mm with some locations settling slightly more than others creating minor differential movement. Timber-framed and steel-framed buildings tolerate this movement without significant distress beyond minor cosmetic cracking in plasterboard. Masonry buildings are less flexible with brickwork potentially developing fine cracks from differential movement. Engineering designs establish trigger levels defining acceptable movement - commonly 10mm total settlement and 5mm crack widening requiring work to stop for engineering assessment if exceeded. Concerning movements include sudden settlement exceeding 20mm indicating possible excavation collapse or inadequate support, rapid movement developing over hours rather than gradually over days, new large cracks exceeding 5mm width or growing rapidly, diagonal stepped cracking in masonry following mortar joints indicating shear movement, or doors and windows suddenly binding severely or gaps developing around frames. Abnormal noises including creaking, cracking sounds, or loud bangs indicate structural distress requiring immediate work cessation and engineering assessment. If any concerning symptoms observed, immediately notify underpinning contractor and structural engineer - do not wait to see if condition worsens. Early intervention can prevent minor issues escalating into major problems, while delaying response risks catastrophic failure. Properly executed underpinning should result in building returning to stable condition with movement stabilizing within weeks of completion and total movement typically less than occurred during original settlement event prompting underpinning work.

How do I select a qualified underpinning contractor and what questions should I ask before engaging them?

Selecting qualified experienced underpinning contractor is critical for safe successful project as underpinning is specialized high-risk work with serious consequences if executed poorly. Look for contractors with minimum 10 years specific underpinning experience - general concreters or excavation contractors without underpinning specialty lack critical knowledge for managing this specialized work. Request references from previous underpinning projects and contact those clients about their experience including quality of work, communication, handling of unexpected issues, and final outcomes. Verify contractor holds appropriate licenses and insurance including public liability insurance minimum $20 million coverage for structural work, workers compensation insurance, and contract works insurance. Ask about their design process - reputable contractors engage qualified structural and geotechnical engineers for project design rather than relying on experience alone. Inquire about their safety management systems including confined space entry procedures, atmospheric monitoring protocols, emergency response capability, and worker training in underpinning hazards. Request detailed methodology explaining excavation sequence, temporary support methods, quality control procedures, and monitoring programs. Ask how they handle unexpected conditions including groundwater, weaker soils than anticipated, or structural distress during work. Discuss their experience with your specific building type and underpinning extent. Be wary of significantly low quotations as underpinning cannot be safely executed cheaply - low prices typically indicate inadequate methodology, poor quality materials, or contractors who will cut corners creating safety and quality risks. Expect detailed written quotes specifying exact scope, methodology, quality standards, timeframes, and payment schedules tied to completion milestones rather than upfront payment. Never engage underpinning contractor without independent engineering design - contractors who offer to handle both design and construction create conflict of interest and often skip critical design steps creating elevated failure risk.

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